Practice area
Regulatory & Compliance
Sector regulation, licensing, compliance programmes and engagement with regulators.
Overview
We help businesses operate within regulatory frameworks that are increasingly sector-specific, and represent them in dealings with authorities.
Our regulatory work spans licensing and approvals, foreign exchange and foreign investment compliance, sector-specific conditions and the design of internal compliance programmes.
We prepare and support representations, clarification requests and consultation responses, and advise on the disclosure and reporting obligations attached to regulated activity.
Where regulatory scrutiny escalates, we work with our disputes and investigations teams to manage inspections, show-cause notices and enforcement proceedings.
How we help
- Licensing, registrations and approvals
- Foreign exchange and foreign investment compliance
- Compliance programme design and testing
- Regulatory representations and clarifications
- Inspections, notices and enforcement response
- Sector-specific regulatory advisory
- Policy and consultation submissions
- Compliance training and governance documentation
Representative experience
Selected mandates in this practice.
- 01
Advised a regulated business on licensing conditions and the design of an internal compliance programme.
Representative experience is presented in general terms and does not disclose confidential client information. It describes the nature of mandates undertaken and is not a representation of outcomes achieved or results that may be expected in any other matter.
Sector context
Industries we advise in this area.
Insights
Related reading.
Contact
Advice on regulatory & compliance.
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